Medical Society of Virginia

RAC medical record submission requirements

12 August 2009

CMS and Connolly Consulting (Virginia’s RAC) have provided the following requirements for submission of medical records.

DUE DATE: 45 days from the date of the medical record request letter

Paper Medical Records 
  • Include the original or copy of the medical record request letter from the RAC. If possible, highlight claims on the letter identifying the medical records attached.
CD/DVD Medical Record Submission Requirements:

Attention: Prior to an ongoing submission of medical records via a CD/DVD, a provider will have to perform a successful test of transferring medical records with Connolly Healthcare. A successful test will be contingent on the below specifications being met:

  • Medical Records Format
    • Scanned image resolution must be 300 dpi and in black and white
    • Image format must be in either .TIFF or .PDF format
    • One image per medical record, i.e., multiple-page image file. For example, a two hundred page medical record will be one file.
    • The image file name must be the requested claim number. For example if the claim number 123456 is requested, the filename would be 123456.pdf or 123456.tif
    • Copy of our medical record request letter
    • The following metadata (excel file or tab delimited text file) must be included with the image submission
      • Requested Claim Number
      • Begin Date of Service
      • End Date of Service
      • Patient name (first and last name)
      • Patient DOB
      • Patient HIC Number
      • Patent Account/Control Number
      • Medical record number
      • Provider Name (full name)
      • Provider Number
      • Provider NPI
      • Number of pages or the file size of the image submitted for acknowledgement purposes
      • Total number of medical records on the CD/DVD
    • There should be one entry per image in the metadata file
  • Medical Records Submission
    • Images are to be sent via CD or DVD in a tamper-proof package
    • CD or DVD should follow the following naming convention for easy communication, tracking , and reconciling purposes: <Provider ID>_<sent date in MM-DD-YYYY format>_<number of images>
    • For security purposes it is strongly suggested that all images sent should be encrypted and password protected.
      • If medical images are encrypted through Winzip, a separate email to the MR address located at www.connollyhealthcare.com should be sent to Connolly with the password needed to unzip the files referencing: <Provider ID>_<sent date in MM-DD-YYYY format>_<number of images>
        o If medical images are encrypted using PGP, public and private keys to decrypted image files must be established prior to shipment
  • Medical Records Acknowledgement
    • Once Connolly receives the CD or DVD it will be processed and a fax and/or email will be sent to the provider’s medical record contact person (identified on the Request for Contact Information Form) with the following information:
      • CD/DVD Name
      • Received Date
      • Processed Date
      • Status: Accepted / Rejected
      • Reason for rejection: file count mismatch; page count mismatch; missing metadata file
    • The whole CD/DVD will be rejected if it fails validation
    • It is strongly suggested that images sent on CD/DVD should be sent via trackable carriers (FedEx, UPS, DHL, registered USPS mail, etc.).

Add Your Comments


The Medical Society of Virginia (MSV) encourages lively debate, but please behave courteously and responsibly. Comments that include profanity, personal attacks (including language that could potentially identify an individual), or any other inappropriate, offensive, inflammatory or illegal material will be removed. Specific inquiries for MSV staff or leadership should be sent using the Contact Us feature by clicking here. For more information, please see our Terms of Use.

Only MSV members may leave comments on our Web site. In order to leave a comment, you must be logged in with your username and password. Click here to log in.

Comments: 1


My facility has provided medical records from a live perspective to Connolly. I was expecting ti get a recieved confirmation and have not gotten it. I phoned Connolly and was told that the acknowledgments are only provided on the test. For now on, Connolly does not send confirmation of recieving and accepting the records.

anonymous at 2/4/2010 12:51:37 PM

From: 
Email:  
To: 
Email:  
Subject: 
Message: